Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Randy Thomas NallsProEquities, Inc.GWFS Equities, Inc.06-04-2019
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Adam K. HarrisProEquities, Inc.Lincoln Investment03-29-2019
Adam FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.$2511-01-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Wilfredo D. RacelisProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Tadanobu YasuokaProEquities, Inc.Foresters Equity Services, Inc.10-22-2018
Alan David KatzProEquities, Inc.Signator Investors, Inc.10-08-2018
Gregory Marc RoventiniProEquities, Inc.Fisher Investments09-14-2018
Heidi Cluff HebertProEquities, Inc.Cetera Investment Services LLC09-14-2018
Michael Brennan HubbardProEquities, Inc.Cetera Investment Services LLC09-04-2018
Joshua B. NullProEquities, Inc.NYLIFE Securities LLC07-05-2018
Bruce Alan JonesProEquities, Inc.MML Investors Services, LLC02-09-2018
Rachael Lynn PintaricProEquities, Inc.Highland Associates Inc09-26-2017
Christopher Thomas VinesProEquities, Inc.Securities America, Inc.01-05-2017
Jefferson Carl CampbellProEquities, Inc.Raymond James Financial Services, Inc.10-20-2016
Elizabeth Giltz AndersonProEquities, Inc.Edward Jones07-07-2016
Robert Kelly IknerProEquities, Inc.NYLIFE Securities LLC06-30-2016
Steve Alan Tucker Jr.ProEquities, Inc.PFS Investments Inc.11-16-2015
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.01-16-2014
William Mcdowell FrasierProEquities, Inc.LPL Financial LLC11-11-2013
Charles Joseph WillisProEquities, Inc.Investment Professionals, Inc.$2502-26-2013
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.