Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Stephen Wayne WalkerProEquities, Inc.Kestra Investment Services, LLC12-05-2019
Theodore Harvey TurgeonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Michael D. DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Carl Patrick Bressler Jr.ProEquities, Inc.Raymond James Financial Services, Inc.06-17-2019
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Adam K. HarrisProEquities, Inc.Lincoln Investment03-29-2019
Adam FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.$2511-01-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Wilfredo D. RacelisProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Tadanobu YasuokaProEquities, Inc.Foresters Equity Services, Inc.10-22-2018
Alan David KatzProEquities, Inc.Signator Investors, Inc.10-08-2018
Gregory Marc RoventiniProEquities, Inc.Fisher Investments09-14-2018
Heidi Cluff HebertProEquities, Inc.Cetera Investment Services LLC09-14-2018
Michael Brennan HubbardProEquities, Inc.Cetera Investment Services LLC09-04-2018
Andy James AndersonProEquities, Inc.PFS Investments Inc.$2208-06-2018
Joshua Boyd NullProEquities, Inc.NYLIFE Securities LLC07-05-2018
Manly Parks Lee Jr.ProEquities, Inc.MML Investors Services, LLC05-10-2018
David Lee WhittenProEquities, Inc.Avantax Investment Services, Inc.02-12-2018
Bruce Alan JonesProEquities, Inc.MML Investors Services, LLC02-09-2018
Gehrig Sy GilesProEquities, Inc.Lincoln Financial Securities Corporation12-13-2017
Rachael Lynn PintaricProEquities, Inc.Highland Associates Inc09-26-2017
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.