Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Benson MarksProEquities, Inc.ACG Advisory Services Inc04-02-2009
Thomas James LopshireProEquities, Inc.Lighthouse Capital Corporation08-14-2009
Randall Wayne PaseurProEquities, Inc.Cetera Advisor Networks LLC10-21-2009
Richard Alan McGimseyProEquities, Inc.Colonial Brokerage, Inc.10-21-2009
Darryl R. WilsonProEquities, Inc.First Legacy Securities, LLC$2502-10-2010
Jonathan David CharestProEquities, Inc.Principal Securities, Inc.$1003-31-2010
Andrew Scott PassmoreProEquities, Inc.MML Investors Services, LLC04-30-2010
Walter Scott PassmoreProEquities, Inc.MML Investors Services, LLC04-30-2010
Ronda Sue SmithProEquities, Inc.Uvest Financial Services Group, Inc.$1005-24-2010
Eric Joseph NelsonProEquities, Inc.First Allied Securities, Inc.$5002-18-2011
Emily Anne TaylorProEquities, Inc.Triad Advisors LLC06-15-2011
Melissa J. HendersonProEquities, Inc.Edward Jones10-10-2011
Michael Eldridge BakerProEquities, Inc.New England Securities11-23-2011
Keeley Michael MooreProEquities, Inc.Allstate Financial Services, LLC$2504-13-2012
James Kelly HoustonProEquities, Inc.CUNA Brokerage Services, Inc.07-26-2012
Charles Joseph WillisProEquities, Inc.Investment Professionals, Inc.$2502-26-2013
William Mcdowell FrasierProEquities, Inc.LPL Financial LLC11-11-2013
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.01-16-2014
Steve Alan Tucker Jr.ProEquities, Inc.PFS Investments Inc.11-16-2015
Robert Kelly IknerProEquities, Inc.NYLIFE Securities LLC06-30-2016
Elizabeth Giltz AndersonProEquities, Inc.Edward Jones07-07-2016
Jefferson Carl CampbellProEquities, Inc.Raymond James Financial Services, Inc.10-20-2016
Christopher Thomas VinesProEquities, Inc.Securities America, Inc.01-05-2017
Rachael Lynn PintaricProEquities, Inc.Highland Associates Inc09-26-2017
Bruce Alan JonesProEquities, Inc.MML Investors Services, LLC02-09-2018
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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