Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Mark Steven King | Raymond James & Associates, Inc. | BBVA Compass Investment Solutions, Inc. | — | 11-09-2010 |
| Jesse Robinson Taylor III | Raymond James & Associates, Inc. | BBVA Compass Investment Solutions, Inc. | — | 11-05-2010 |
| Chad A. Gardner | Raymond James & Associates, Inc. | BBVA Securities Inc. | $25 | 06-22-2016 |
| Marcus Lee Crews | Raymond James & Associates, Inc. | Edward Jones | — | 07-17-2018 |
| Thomas Wayne Dedrick | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 02-21-2014 |
| Pamela J. Franklin | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $10 | 02-21-2014 |
| Michael Tyler Covington | Raymond James & Associates, Inc. | MML Investors Services, LLC | — | 08-10-2017 |
| Marion Strickler Adams III | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Gary Allen Garstecki Sr. | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Henry Christopher Gewin | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| John Fletcher Talley | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Pamela Atchley Baird | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Kenneth Edward Yarbrough | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Willis Cobb Hagan III | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Daniel Kincaid Taylor Jr. | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| Sonia Katyal | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $150 | 02-13-2013 |
| William Brantley Anthony | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| William Legrand Hutchison | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| James Tunstall Inge | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| Robert Wilson Moores | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| Cathy Lynne Beasley | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| John Robert Havranek | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| Brockway Jackson Jones | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| John Patrick Cook | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
| George Edward Arras Jr. | Raymond James & Associates, Inc. | Morgan Keegan & Company, Inc. | $100 | 02-13-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
