Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse Robinson Taylor IIIRaymond James & Associates, Inc.BBVA Compass Investment Solutions, Inc.$25011-05-2010
Thomas Frank TuckerRaymond James & Associates, Inc.BBVA Compass Investment Solutions, Inc.11-08-2010
Mark Steven KingRaymond James & Associates, Inc.BBVA Compass Investment Solutions, Inc.11-09-2010
Kay AkinRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$50001-18-2013
David B.H. Chaffe IVRaymond James & Associates, Inc.ProEquities, Inc.$10008-08-2013
Pamela Jo FranklinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2014
Thomas Wayne DedrickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-21-2014
William Kermet Bell Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-09-2014
Damon Michael HendersonRaymond James & Associates, Inc.RBC Capital Markets, LLC$25009-05-2014
David Eugene WilliamsRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2014
James Michael FordRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.$10010-14-2014
Christopher Tod SmithRaymond James & Associates, Inc.Morgan Stanley02-12-2015
Derrick Dale MosleyRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$25010-16-2015
Ryan Leslie SchumannRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC11-04-2015
Charles Arthur WoodRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-03-2016
Chad A. GardnerRaymond James & Associates, Inc.BBVA Securities Inc.$25006-22-2016
Charles Glenn Hawthorne IIRaymond James & Associates, Inc.Scottrade, Inc.11-16-2016
Patrick Sanford MullinsRaymond James & Associates, Inc.Hornor, Townsend & Kent, LLC$10003-16-2017
Steuart Adair Evans Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-17-2017
Russell Turner HenshawRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-17-2017
Deborah Linn MosleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-17-2017
Bradford Lawrence FlowersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20003-17-2017
John Preston WattsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25003-17-2017
William Frazier StewardRaymond James & Associates, Inc.Edward Jones04-11-2017
Michael Tyler CovingtonRaymond James & Associates, Inc.MML Investors Services, LLC08-10-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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