Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew W LaMar IIIRaymond James Financial Services, Inc.Edward Jones$1001-30-2009
David Scott BedfordRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-05-2009
Gary Barnes ThomasRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-13-2009
Patrick Martin MullenRaymond James Financial Services, Inc.Morgan Stanley$5007-10-2009
Charles Seawright Crowther IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-17-2009
Mark David PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-14-2009
Virginia Lee NixonRaymond James Financial Services, Inc.Morgan Stanley01-21-2010
Fletcher Gibson IIRaymond James Financial Services, Inc.Morgan Stanley03-16-2010
Thomas Edward PewittRaymond James Financial Services, Inc.LPL Financial LLC$5006-28-2010
Brian Hunter AndersonRaymond James Financial Services, Inc.LPL Financial LLC$2506-28-2010
Bruce Henry SokolRaymond James Financial Services, Inc.Morgan Stanley$10009-01-2010
George Michael TuckerRaymond James Financial Services, Inc.Principal Securities, Inc.$2509-29-2010
Clinton David MartinRaymond James Financial Services, Inc.Edward Jones$2512-06-2010
Steven R. HolleyRaymond James Financial Services, Inc.Morgan Stanley12-10-2010
Donald Ray GrovesRaymond James Financial Services, Inc.ProEquities, Inc.06-03-2011
Todd Malone ParsonsRaymond James Financial Services, Inc.Synovus Securities, Inc.$15006-24-2011
Culver Robert Broach IIIRaymond James Financial Services, Inc.Synovus Securities, Inc.06-24-2011
Patricia Rivera BurrellRaymond James Financial Services, Inc.LPL Financial LLC08-08-2011
John Malcomb MasseyRaymond James Financial Services, Inc.ProEquities, Inc.06-21-2013
Hunter Phelps MasseyRaymond James Financial Services, Inc.ProEquities, Inc.06-21-2013
Mark Wallace ChapmanRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.09-03-2013
Adam Thomas O'ShieldsRaymond James Financial Services, Inc.UBS Financial Services Inc.07-07-2014
Clarence Penton CookRaymond James Financial Services, Inc.Harbor Financial Services, LLC$5011-06-2014
Mabry Stone Phillips IIIRaymond James Financial Services, Inc.Harbor Financial Services, LLC$1011-06-2014
Michael Mixon EllisRaymond James Financial Services, Inc.Edward Jones$5001-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.