Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam John ThomasRaymond James Financial Services, Inc.LPL Financial LLC$2603-31-2017
Adam Thomas O'ShieldsRaymond James Financial Services, Inc.UBS Financial Services Inc.07-07-2014
Andrew Jay GreeneRaymond James Financial Services, Inc.Edward Jones02-21-2019
Andrew W LaMar IIIRaymond James Financial Services, Inc.Edward Jones$1001-30-2009
Blake Hayden HenryRaymond James Financial Services, Inc.Edward Jones$15010-19-2018
Brian Hunter AndersonRaymond James Financial Services, Inc.LPL Financial LLC$2506-28-2010
Bruce Henry SokolRaymond James Financial Services, Inc.Morgan Stanley$10009-01-2010
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Charles Seawright Crowther IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-17-2009
Christopher Douglas GriffinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
Clarence Penton CookRaymond James Financial Services, Inc.Harbor Financial Services, LLC$5011-06-2014
Clinton David MartinRaymond James Financial Services, Inc.Edward Jones$2512-06-2010
Culver Robert Broach IIIRaymond James Financial Services, Inc.Synovus Securities, Inc.06-24-2011
David Scott BedfordRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-05-2009
Donald Louis Pierini Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-29-2016
Donald Ray GrovesRaymond James Financial Services, Inc.ProEquities, Inc.06-03-2011
Dustin Michael HycheRaymond James Financial Services, Inc.TLG Advisors, Inc.08-31-2018
Dustin Shae HarawayRaymond James Financial Services, Inc.Nationwide Investment Services Corporation04-24-2019
Fletcher Gibson IIRaymond James Financial Services, Inc.Morgan Stanley03-16-2010
Fors David WillisRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.10-21-2016
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Gary Barnes ThomasRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-13-2009
George Michael TuckerRaymond James Financial Services, Inc.Principal Securities, Inc.$2509-29-2010
Guy Hamilton Caffey IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2015
Hunter Phelps MasseyRaymond James Financial Services, Inc.ProEquities, Inc.06-21-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.