Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Ames RileySA Stone Wealth Management Inc.Principal Securities, Inc.$15006-15-2020
Kenneth Cleo Johnson SrSA Stone Wealth Management Inc.Woodbury Financial Services, Inc.04-15-2020
Iris Frances SuttonSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
William Lance HocuttSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.$15011-01-2019
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, LLC09-20-2019
Mayo M WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC05-15-2019
Bryan Fitzgerald HackettSA Stone Wealth Management Inc.ProEquities, Inc.04-30-2019
Harry Ison Brown JrSA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Sandra Summerlin DowningSA Stone Wealth Management Inc.LPL Financial LLC11-09-2018
Michele A LowrySA Stone Wealth Management Inc.BBVA Securities Inc.11-01-2018
Jordan M HalloranSA Stone Wealth Management Inc.LPL Financial LLC08-31-2018
Charles Michael JonesSA Stone Wealth Management Inc.Raymond James & Associates, Inc.$10008-03-2018
Mystie Denae McGloneSA Stone Wealth Management Inc.Raymond James & Associates, Inc.08-03-2018
Nathan Allen CollinsSA Stone Wealth Management Inc.PlanMember Securities Corporation03-14-2018
Ernest Lino JordanSA Stone Wealth Management Inc.First Allied Securities, Inc.10-06-2017
Mark Eric SaundersSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.07-31-2015
Donald Lee LedfordSA Stone Wealth Management Inc.BB&T Investment Services, Inc.08-29-2014
Joseph A Gallagher JrSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$1505-21-2014
James Ralph Cunningham JrSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
Allen G WallSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
Peter Pitts Barber SrSA Stone Wealth Management Inc.Morgan Stanley$2503-02-2012
Charles Alan HandSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC07-09-2010
Christopher Earl CorleySA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC03-31-2010
Rene Jere MarquesSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$2503-30-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.