Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, Inc.09-20-2019
Donald Lee LedfordSA Stone Wealth Management Inc.BB&T Investment Services, Inc.$5008-29-2014
Michael Webb PostSA Stone Wealth Management Inc.BrokersXpress LLC$2507-31-2012
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Rikin Kaushik PatelSA Stone Wealth Management Inc.Cetera Financial Specialists LLC03-08-2012
Michael Starr CaputoSA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-26-2009
Pelham Hugh Henry IIISA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-15-2009
Thomas Joseph BarkoSA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-15-2009
Heather Wilson SmithSA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-13-2009
Robert Allan BurlesonSA Stone Wealth Management Inc.GunnAllen Financial, Inc02-26-2010
George Wilbur Dawkins IIISA Stone Wealth Management Inc.GunnAllen Financial, Inc02-26-2010
Denise Sue WindhamSA Stone Wealth Management Inc.Harbour Investments, Inc.10-07-2009
Richard Lynn JennessSA Stone Wealth Management Inc.Hilltop Securities Independent Network Inc.06-29-2011
Byron Keith FordSA Stone Wealth Management Inc.Investment Professionals, Inc.09-17-2013
Eric Christopher SidesSA Stone Wealth Management Inc.JBS Liberty Securities, Inc.10-19-2010
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Jordan M HalloranSA Stone Wealth Management Inc.LPL Financial LLC08-31-2018
Brian Christopher HaynesSA Stone Wealth Management Inc.Morgan Keegan & Company, Inc.01-08-2010
Peter Pitts Barber Sr.SA Stone Wealth Management Inc.Morgan Stanley$10003-02-2012
Thomas Shannon Lott Sr.SA Stone Wealth Management Inc.Morgan Stanley06-12-2009
David Leo Van Rensselaer Jr.SA Stone Wealth Management Inc.Next Financial Group, Inc.$1004-28-2014
Randall Dickson TeegardinSA Stone Wealth Management Inc.Next Financial Group, Inc.04-28-2014
Dustin Joseph HughesSA Stone Wealth Management Inc.Next Financial Group, Inc.04-21-2014
Kelly OttSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.02-18-2014
Nathan Allen CollinsSA Stone Wealth Management Inc.PlanMember Securities Corporation$5003-14-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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