Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Hadley HarrelsonSecurities America, Inc.Summit Financial Group Inc$2510-24-2019
Lonnie Gene Simpson Jr.Securities America, Inc.Cetera Advisor Networks LLC$2810-02-2019
Timothy Scott AjaSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
April D. WallaceSecurities America, Inc.Summit Financial Group Inc10-02-2019
Brad Bradley PoolSecurities America, Inc.Farmers Financial Solutions, LLC07-20-2018
Glenn Kendall GoffSecurities America, Inc.National Planning Corporation$11310-24-2017
Charles Matthew FetnerSecurities America, Inc.TD Ameritrade, Inc.05-05-2017
Elliot Jerome HicksSecurities America, Inc.Ameriprise Financial Services, Inc.10-30-2015
Craig Jeffrey JenningsSecurities America, Inc.TD Ameritrade, Inc.04-10-2015
Terry Bethea, Larry AngstSecurities America, Inc.LPL Financial LLC LLC$10002-17-2015
Frederick Lawrence AngstSecurities America, Inc.RFG Advisory, LLC$10002-17-2015
Stracy Darrin ChathamSecurities America, Inc.Raymond James Financial Services, Inc.12-26-2014
Cindy Mays ChandlerSecurities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Roger Wayne ChandlerSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Mark Winston JordanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Michael MullisSecurities America, Inc.LPL Financial LLC LLC$22311-15-2012

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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