Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel A. DifrusciaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2016
Robert Eugene PetroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-15-2015
Stephen Travis CreekbaumWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-26-2015
George Paullard WestWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-22-2015
Leigh Kennedy RumbleyWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-22-2015
Michael Terry HofmannWells Fargo Advisors Financial Network, LLCLPL Financial LLC$1007-31-2014
Richard Joseph SmithWells Fargo Advisors Financial Network, LLCMorgan Keegan & Company, Inc.$15009-09-2011
Robert Concetto VasileWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10005-22-2009
Ronald Lou FritzeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-16-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.