Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane E. BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Bradley Allen GallimoreWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-29-2009
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Robert Dudley Smith Jr.Wells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$10002-11-2013
Eugenia Ross SmallwoodWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$10006-22-2012
Laurence B. Tipton IIIWells Fargo Clearing Services, LLCCetera Advisors LLC09-29-2017
Shannon Clark BarrowWells Fargo Clearing Services, LLCCetera Investment Services LLC11-14-2017
Tabitha Leigh BondWells Fargo Clearing Services, LLCCetera Investment Services LLC09-17-2013
Kathy Yvette JimenezWells Fargo Clearing Services, LLCChase Investment Services Corp.07-05-2011
William Thomas DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-29-2009
Jason Edwin ClowersWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-13-2009
Hope Michele StrongWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-09-2009
David L. LittleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-01-2009
Russell Turner HenshawWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1001-02-2009
John W. DunnWells Fargo Clearing Services, LLCCountry Capital Management Company10-28-2016
Gates Mcdonald SmallwoodWells Fargo Clearing Services, LLCDuncan-Williams, Inc.04-30-2018
Kelly Alan WindhamWells Fargo Clearing Services, LLCEdward Jones01-10-2020
Christopher W. HarperWells Fargo Clearing Services, LLCEdward Jones08-30-2019
David Scott LepleyWells Fargo Clearing Services, LLCEdward Jones05-31-2019
Lacey ScottWells Fargo Clearing Services, LLCEdward Jones05-03-2019
Matthew T. StoreyWells Fargo Clearing Services, LLCEdward Jones01-28-2019
Kenneth V. DavisWells Fargo Clearing Services, LLCEdward Jones07-10-2018
Reed Lawrence HawkinsWells Fargo Clearing Services, LLCEdward Jones01-12-2018
Nathan Thomas BabbWells Fargo Clearing Services, LLCEdward Jones10-26-2016
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.