Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Eugenia Ross SmallwoodWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$10006-22-2012
Laurence B. Tipton IIIWells Fargo Clearing Services, LLCCetera Advisors LLC09-29-2017
William Thomas DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-29-2009
John W. DunnWells Fargo Clearing Services, LLCCountry Capital Management Company10-28-2016
Gates Mcdonald SmallwoodWells Fargo Clearing Services, LLCDuncan-Williams, Inc.04-30-2018
Reed Lawrence HawkinsWells Fargo Clearing Services, LLCEdward Jones$15001-12-2018
Nathan Thomas BabbWells Fargo Clearing Services, LLCEdward Jones10-26-2016
Dudley John Dupuis Jr.Wells Fargo Clearing Services, LLCEdward Jones$10003-07-2016
Paul Bernard GrundhoeferWells Fargo Clearing Services, LLCEdward Jones06-05-2009
Everett Justus Dearman IIIWells Fargo Clearing Services, LLCFSA Investment Group, LLC12-05-2014
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009
Steven Douglas DrewsWells Fargo Clearing Services, LLCLPL Financial LLC07-06-2011
Jesse W. SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Richard Alton Britt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
John GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26809-21-2018
Warren Craig KirbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4608-04-2017
George Collins McClintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
John Nevada FergusonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-06-2015
Frederic Luther Sjostrom IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-10-2014
James Franklin HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-25-2014
Samuel Hill ThompsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2013
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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