Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Herman Brantley Sanders IIIWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-05-2009
Jason Hunt SandersWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated01-05-2009
James Aubrey Sapp Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-07-2009
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009
Jonathan Scott ParkerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
William Thomas DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-29-2009
Paul Bernard GrundhoeferWells Fargo Clearing Services, LLCEdward Jones06-05-2009
Honnie Payne ArnoldWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-26-2010
Joseph Elbert FreemanWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.06-11-2010
Steven Douglas DrewsWells Fargo Clearing Services, LLCLPL Financial LLC07-06-2011
Philip Robbins McDonaldWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2011
Gilbert Todd Meadows IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Zachary Stuart AshbeeWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2012
James Erskine AshbeeWells Fargo Clearing Services, LLCMorgan Stanley$1005-31-2012
Eugenia Ross SmallwoodWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$10006-22-2012
James Ellis BurnsWells Fargo Clearing Services, LLCMorgan Stanley$5007-10-2012
Judson Lee FlemingWells Fargo Clearing Services, LLCMorgan Stanley$1007-10-2012
David Neal KetchemWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.$5007-31-2012
Jason Earl CooperWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.$5007-31-2012
Stuart Elliott RobertsWells Fargo Clearing Services, LLCSterne, Agee & Leach, Inc.$10009-21-2012
Charles E. Durham IIWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$5009-27-2012
David SchrottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2013
Samuel Hill ThompsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2013
Roy Michel Leblanc Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2013
David Wayne McKean Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-31-2013
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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