Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Timothy ClemWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Alan Stuart WeintraubWells Fargo Clearing Services, LLCMorgan Stanley08-26-2015
Alexia Paroz YoungWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-15-2013
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009
Andrew Keith JordanWells Fargo Clearing Services, LLCNBC Securities, Inc.$5001-27-2015
Andrew Malone EwingWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.11-10-2016
Angela Sayler KillingsworthWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Bradley Allen GallimoreWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-29-2009
Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$1,00002-15-2019
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Charles CowartWells Fargo Clearing Services, LLCPNC Investments10-13-2017
Charles E. Durham IIWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$5009-27-2012
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher R. SmithWells Fargo Clearing Services, LLCMorgan Stanley$111-20-2014
Christopher W. HarperWells Fargo Clearing Services, LLCEdward Jones08-30-2019
Curtis Daniel FesslerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-30-2009
David Carpenter Harris Jr.Wells Fargo Clearing Services, LLCMorgan Stanley05-20-2011
David Christopher MayWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.04-01-2019
David Harlan HolbertWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-21-2016
David L. LittleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-01-2009
David Neal KetchemWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.$5007-31-2012
David SchrottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2013
David Scott LepleyWells Fargo Clearing Services, LLCEdward Jones05-31-2019
David Wayne McKean Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2510-31-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.