Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Swift Lyle JrThe Jeffrey Matthews Financial Group, L.L.C.Stifel, Nicolaus & Company, Incorporated07-05-2019
Richard Alton Britt JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
Laura Patricia BrittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Kathleen Nina SanfordRedhawk Wealth Advisors, Inc.MML Investors Services, LLC07-02-2019
Jesse W SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Joseph A CobbCetera Investment Services LLCW&S Brokerage Services, Inc.07-02-2019
Thomas Dewayne BondsNBC Securities, Inc.Ameriprise Financial Services, LLC07-01-2019
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.06-24-2019
Stephen Alan MartinCUNA Brokerage Services, Inc.MML Investors Services, LLC06-21-2019
Tyler David VannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2019
Tom Tartt Brown IiiMorgan StanleyStifel, Nicolaus & Company, Incorporated$15006-07-2019
Dennis Lynn HallPruco Securities, LLC.Woodmen Financial Services, Inc.06-04-2019
Mark Jeffrey GreenRFG Advisory, LLCWells Fargo Clearing Services, LLC$2505-31-2019
Mayo M WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
David J FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019
Jeremy Walker YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC05-15-2019
Stephen Campbell TrowbridgeNewbridge Securities CorporationKestra Investment Services, LLC05-09-2019
Kristi M TrowbridgeNewbridge Securities CorporationKestra Advisory Services, LLC05-09-2019
Andrew Warren SchaperAmeriprise Financial Services, LLCEquitable Advisors, LLC05-08-2019
Lisa Michelle CorvoNBC Securities, Inc.Ameriprise Financial Services, LLC05-07-2019
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Showing 1 to 25 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.