Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher L. HowardAllstate Financial Services, LLCEdward Jones08-17-2018
Andrew Lawrence ZorovichAmerican Portfolios Financial Services, Inc.ProEquities, Inc.$50010-02-2018
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Keith Gaines DragoAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10003-28-2019
Leonard Raymond Deloteus Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-26-2018
Steve Albert ClarkAmeriprise Financial Services, Inc.McDonald & Hagen Wealth Management$40010-19-2018
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25007-20-2018
Matt Andrew WilliamsAptus Capital Advisors, LLCNYLIFE Securities LLC02-01-2019
Christian David KeedyAptus Capital Advisors, LLCGordon Asset Management, LLC01-04-2019
Conor John CloughertyAptus Capital Advisors, LLCGordon Asset Management, LLC01-03-2019
Hamilton P B PoynorArete Wealth Management, LLCLPL Financial LLC$50011-08-2018
Joseph D DumontierBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-05-2019
Ryan Matthew ParksBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-05-2019
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-05-2019
Kristina A. PalangiBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Antonio Cordell FortsonBB&T Securities, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-09-2018
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
Alex Holton BellBBVA Securities Inc.Raymond James & Associates, Inc.05-01-2019
Frances K. Bliley-HernandezBBVA Securities Inc.Principal Securities, Inc.05-01-2019
Jeremy Alexander CrewsBBVA Securities Inc.Pruco Securities, LLC.08-22-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-26-2018
Marcus Alan HumeBCR Wealth StrategiesNorthwestern Mutual Investment Services, LLC08-29-2018
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley$10012-21-2018
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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