Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Mark Jeffrey GreenRFG Advisory, LLCWells Fargo Clearing Services, LLC$2505-31-2019
Matthew T. StoreyThe Jeffrey Matthews Financial Group, L.L.C.Wells Fargo Clearing Services, LLC04-26-2019
Pamela Joy PouncyLPL Financial LLCWells Fargo Clearing Services, LLC$10003-29-2019
Lindsay Starks YoungLPL Financial LLCWells Fargo Clearing Services, LLC03-19-2019
Tyler A. FosterLPL Financial LLCWells Fargo Clearing Services, LLC01-18-2019
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Melissa C. EscamillaFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC11-27-2018
Leonard Raymond Deloteus Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-26-2018
Antonio Cordell FortsonBB&T Securities, LLCWells Fargo Clearing Services, LLC10-09-2018
James Mitchell Ollis IIIKestra Investment Services, LLCWells Fargo Clearing Services, LLC$5007-31-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC07-26-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.