Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Moore, Chris StallingsKestra Investment Services LLCLPL Financial LLC$18108-17-2019
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
John Swift Lyle Jr.The Jeffrey Matthews Financial Group, L.L.C.Stifel, Nicolaus & Company, Incorporated07-05-2019
Jesse W. SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Richard Alton Britt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.06-24-2019
Samuel Lee WilliamsHarbor Financial Services, LLCCompass Securities Corporation$5006-21-2019
Tom Tartt Brown IIIMorgan StanleyStifel, Nicolaus & Company, Incorporated$15006-07-2019
John Brady StampsIFP Securities, LLCLPL Financial LLC$1,00006-04-2019
Randy Thomas NallsProEquities, Inc.GWFS Equities, Inc.06-04-2019
Mark Jeffrey GreenRFG Advisory, LLCWells Fargo Clearing Services, LLC05-31-2019
Mayo M. WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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