Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Nicholas Royce DamronWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-13-2019
Kelsey Marie PruettFirst Command Financial Planning, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Joseph Christopher MasonBirch Wealth Partners, LLCBHK Securities, LLC09-06-2019
Bradley S. LaySA Stone Wealth Management Inc.Raymond James & Associates, Inc.09-05-2019
Samuel Mccurdy KirkpatrickBirch Wealth Partners, LLCBHK Securities, LLC09-05-2019
Charles Mitchell SmithBirch Wealth Partners, LLCBHK Securities, LLC09-05-2019
Theodore Harvey TurgeonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Benjamin M. CalvertSynovus Securities, Inc.BBVA Securities Inc.08-30-2019
Christopher CherryVALIC Financial Advisors, Inc.Edward Jones08-26-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-23-2019
William Joseph CummingsMorgan StanleyBBVA Wealth Solutions Inc.08-23-2019
Jason Brooks HeadMorgan StanleyBBVA Securities Inc.08-23-2019
Robert Eustace Schuler IIPruco Securities, LLC.Morgan Stanley08-21-2019
Samuel Scobel ShoberSynovus Securities, Inc.Cetera Investment Services LLC08-19-2019
Robert Thomas Stephenson Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-12-2019
Robert Edward LeeOneAmerica Securities, Inc.Principal Securities, Inc.08-08-2019
Michael D. DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Carolyn Scott ClowersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-19-2019
Joseph Patrick LuciaProEquities, Inc.GWFS Equities, Inc.07-15-2019
Laura Patricia BrittWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Thomas Dewayne BondsNBC Securities, Inc.Ameriprise Financial Services, Inc.07-01-2019
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-24-2019
Ty Ray KeenumWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SA Stone Wealth Management Inc.06-24-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.