Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Dennis MurrayJ.W. Cole Financial, Inc.SB Advisory, LLC$1,00009-26-2019
David James HarrisVoya Financial Advisors, Inc.Farmers Financial Solutions, LLC09-23-2019
Stuart Alan EpleyCabot Lodge Securities LLCInternational Financial Solutions, Inc.09-20-2019
Melanie Anne RadcliffCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
John K. HamanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-16-2019
David Jesse LangeAmeriprise Financial Services, Inc.Riversource Distributors, Inc.09-03-2019
Bryan R. LawrenceLPL Financial LLCAmeriprise Financial Services, Inc.$15008-29-2019
Timothy John ClevelandLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-12-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
William Joel HaneyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2019
Clifton James LaddRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-02-2019
Mary Ellen HolderLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Joey Lynn PriceLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Richard C. WethingtonLPL Financial LLCBeam Asset Management, LLC06-18-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Jessica Eizabeth PoynterFirst Heartland Capital, Inc.Raymond James & Associates, Inc.05-17-2019
James Michael BakerArvest Wealth ManagementAmeriprise Financial Services, Inc.05-13-2019
Albert Ralph McCauslandSt. Bernard Financial Services, Inc.H. Beck, Inc.05-07-2019
Nathan Lee KnightSecurities America, Inc.Summit Brokerage Services, Inc.04-29-2019
Daniel Mark RankinAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-18-2019
James Edwin SummersRaymond James & Associates, Inc.Arvest Wealth Management$15004-17-2019
Troy Allen KestnerRaymond James & Associates, Inc.Arvest Wealth Management$2504-17-2019
Susan Miller CrosbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
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Showing 1 to 25 of 472 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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