Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Howard WalmsleyAmeriprise Financial Services, Inc.LPL Financial LLC$50008-19-2016
Benjamin A. FullerAXA Advisors, LLCLPL Financial LLC01-02-2015
Christal Maylee GreenTriad Advisors LLCLPL Financial LLC03-01-2017
Derrick Lee DohmenSecurities America, Inc.LPL Financial LLC$50009-01-2011
Gerald Leo DonnerAuxarc Asset Management CompanyLPL Financial LLC06-30-2010
Jamie Hodges TaberVSR Financial Services, Inc.LPL Financial LLC$50001-01-2013
Jared Ray ZeiserTriad Advisors LLCLPL Financial LLC$44003-01-2017
Jeffery Michael SmithMML Investors Services, LLCLPL Financial LLC$25010-29-2014
Johnny Dale PooleArvest Wealth ManagementLPL Financial LLC$50012-16-2016
Joshua David NeaseEssex National Securities, LLCLPL Financial LLC03-01-2010
Kevin YingstEdward JonesLPL Financial LLC$6703-20-2017
Ladonna Kim GutierrezSt. Bernard Financial Services, Inc.LPL Financial LLC$10002-22-2019
Louis Benjamin Moore Jr.Allstate Financial Services, LLCLPL Financial LLC$37012-14-2015
Matthew Joe CreswellStratos Wealth Partners, LtdLPL Financial LLC06-17-2014
Maurice Aldon TaylorDeep Roots LLCLPL Financial LLC09-06-2016
Michael R. BardwellBenjamin F. Edwards & Company, Inc.LPL Financial LLC07-13-2017
Nathan Lee KnightVSR Financial Services, Inc.LPL Financial LLC$50001-03-2012
Perry Degrays Shock Jr.World Capital Brokerage, Inc.LPL Financial LLC$50010-03-2012
Richard C. WethingtonSecurities America, Inc.LPL Financial LLC04-12-2016
Richard Hiroyuki YadaNational College Planning, LLCLPL Financial LLC04-01-2011
Robert Joe HoldfordCWM, LLCLPL Financial LLC02-10-2014
Robert Lee HollidayCalton & Associates, Inc.LPL Financial LLC$25004-18-2011
Robin Jane GoffStifel, Nicolaus & Company, IncorporatedLPL Financial LLC05-02-2018
Ronald Steven LeeCWM, LLCLPL Financial LLC03-23-2015
Ryan Blake TenrySimmons First Investment Group, Inc.LPL Financial LLC12-01-2015
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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