Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Robert HendersonLPL Financial LLCProEquities, Inc.$25004-12-2018
Chad William RollerLPL Financial LLCProEquities, Inc.$50001-09-2018
Daniel Scott LancasterAmeriprise Financial Services, Inc.ProEquities, Inc.08-29-2014
David Allan Welton Jr.Ameriprise Financial Services, Inc.ProEquities, Inc.$10008-29-2014
Derek Wayne OwensInstitutional Securities CorporationProEquities, Inc.04-24-2015
Gregory Ben PillowLPL Financial LLCProEquities, Inc.$25007-23-2018
Jeffrey William ReevesLPL Financial LLCProEquities, Inc.$15009-04-2018
Kevin Paul BarnesAmeriprise Financial Services, Inc.ProEquities, Inc.$50008-29-2014
Patrick Reagan MurphyLPL Financial LLCProEquities, Inc.07-23-2018
Rodney William BastianAmeriprise Financial Services, Inc.ProEquities, Inc.$15008-29-2014
Vance E. LayneLPL Financial LLCProEquities, Inc.08-31-2018

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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