Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Todd ErwinBenjamin F. Edwards & Company, Inc.Stephens$50009-09-2016
Clayton Blakely JamesStephens Group Asset Management, LLCStephens08-20-2019
Cynthia J. LewisBenjamin F. Edwards & Company, Inc.Stephens$10009-09-2016
David K MallettB. Riley Wealth ManagementStephens06-24-2015
Dennis Louis SmithLPL Financial LLCStephens$15004-02-2012
Ian Edwin FrenchB. Riley Wealth ManagementStephens$25001-31-2012
James Daniel PeltonInvestment Professionals, Inc.Stephens$10002-13-2012
Jeffrey Lynn GreenBenjamin F. Edwards & Company, Inc.Stephens$10008-04-2017
Joseph Clay Young IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedStephens$50005-08-2015
Kelly Sue PennRaymond James Financial Services, Inc.Stephens$25011-15-2013
Lane Richard StaffordArvest Wealth ManagementStephens08-24-2018
Malcolm Andy PeelerBenjamin F. Edwards & Company, Inc.Stephens$10009-09-2016
Ralph Mckinley CrossWells Fargo Advisors Financial Network, LLCStephens$25010-12-2018
Ronald Patrick CameronRaymond James Financial Services, Inc.Stephens$70012-06-2013
Sam Bernhart Strauss IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedStephens$25009-03-2010
Stacy Carol JenningsBenjamin F. Edwards & Company, Inc.Stephens$10008-04-2017
Stephen Joseph SandersCambridge Investment Research, Inc.Stephens$50004-12-2012
Timothy Garry FitzgeraldBenjamin F. Edwards & Company, Inc.Stephens$60008-04-2017
Timothy Joel HynesRaymond James Financial Services, Inc.Stephens$10011-15-2013

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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