Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Noel VarelaWells Fargo Advisors Financial Network, LLCU.S. Bancorp Investments, Inc.$2506-17-2016
Anthony Aven LyonsArvest Wealth ManagementU.S. Bancorp Investments, Inc.11-03-2016
Britton Lane NowellArvest Wealth ManagementU.S. Bancorp Investments, Inc.05-01-2009
Dale Edward Colclasure Jr.Arvest Wealth ManagementU.S. Bancorp Investments, Inc.$2509-04-2012
Edwin S. Richardson IVDelta Trust Investments, Inc.U.S. Bancorp Investments, Inc.$101-02-2014
Ernest Allen Drost Jr.Arvest Wealth ManagementU.S. Bancorp Investments, Inc.06-05-2013
Gail Holley ClarkEdward JonesU.S. Bancorp Investments, Inc.$1004-13-2009
James David Rouse Jr.VALIC Financial Advisors, Inc.U.S. Bancorp Investments, Inc.07-21-2015
John Mark RossWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$15004-30-2018
Keith Wade HurstArvest Wealth ManagementU.S. Bancorp Investments, Inc.12-04-2009
Michael Wayne HazelwoodArvest Wealth ManagementU.S. Bancorp Investments, Inc.08-06-2010
Sergio Mikel CejaLPL Financial LLCU.S. Bancorp Investments, Inc.12-08-2017
Shirley C. RamickArvest Wealth ManagementU.S. Bancorp Investments, Inc.07-02-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.