Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edwin SummersRaymond James & Associates, Inc.Arvest Wealth Management$15004-17-2019
Troy Allen KestnerRaymond James & Associates, Inc.Arvest Wealth Management$2504-17-2019
Timothy Patick RaffertyRaymond James & Associates, Inc.Simmons First Investment Group, Inc.$2502-15-2019
Benjamin Deen LincolnRaymond James & Associates, Inc.Morgan Stanley$5010-12-2018
Steven Douglas WineRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.11-30-2016
Brian Carl CrossRaymond James & Associates, Inc.Crews & Associates, Inc.04-20-2016
Chris Vincent HarkinsRaymond James & Associates, Inc.Delta Trust Investments, Inc.$5011-06-2015
James Hydrick GarnerRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-27-2015
Allyn Lindley DonaubauerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-05-2014
Shelby Scott FeurtadoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2014
Christopher D BellRaymond James & Associates, Inc.Park Avenue Securities LLC01-17-2012
Stephen Patrick RabornRaymond James & Associates, Inc.Crews & Associates, Inc.12-19-2011
Joe Don TreeceRaymond James & Associates, Inc.Morgan Stanley08-19-2011
Tonya Louise MckaughanRaymond James & Associates, Inc.Purshe Kaplan Sterling Investments$10005-13-2011
John Michael PaulRaymond James & Associates, Inc.John Hancock Funds, LLC10-06-2010
Pettus Andrew Kincannon Jr.Raymond James & Associates, Inc.1st Global Capital Corp.03-10-2010
John Elmer BarnesRaymond James & Associates, Inc.Morgan Stanley$10007-17-2009
Tammy Renee EastRaymond James & Associates, Inc.Morgan Stanley$5007-17-2009
Joseph Clayton GillilandRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15002-27-2009
Matthew Scott JeterRaymond James & Associates, Inc.Citigroup Global Markets Inc.$102-27-2009
Diana K GrayRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Lori M BrownRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Robert W Bass Jr.Raymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Sonia Prentice GrahamRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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