Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John K. BurtonU.S. Bancorp Investments, Inc.CUNA Brokerage Services, Inc.$15005-08-2018
Brandon Thomas MuellerU.S. Bancorp Investments, Inc.Edward Jones12-12-2017
Michael Pereira D'AlmeidaU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Edwin S. Richardson IVU.S. Bancorp Investments, Inc.Delta Trust Investments, Inc.$109-08-2014
James David Rouse Jr.U.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2013
Sergio Mikel CejaU.S. Bancorp Investments, Inc.BKD Wealth Advisors, LLC09-25-2013
Neil Leon FergusonU.S. Bancorp Investments, Inc.Investment Professionals, Inc.06-20-2011
John Dwayne DicksonU.S. Bancorp Investments, Inc.Investment Professionals, Inc.06-20-2011
Dale Edward Colclasure Jr.U.S. Bancorp Investments, Inc.Transamerica Financial Advisors, Inc05-16-2011
Alexander Noel VarelaU.S. Bancorp Investments, Inc.Edward Jones$5003-22-2011
Ernest Allen Drost Jr.U.S. Bancorp Investments, Inc.Investment Professionals, Inc.08-23-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.