Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Charles BastVanguard Advisers, Inc.TD Ameritrade, Inc.10-05-2020
Todd MacArthur DoumaTMD Wealth ManagementOne Charles Private Wealth10-02-2020
Jarrod Charles NunnUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$5009-30-2020
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
Bryan Thayne BuzzardPark Avenue Securities LLCNYLIFE Securities LLC09-29-2020
Matthew Anthony BlakeyVanguard Marketing CorporationJ.P. Morgan Securities LLC09-28-2020
Carly J DalbeyRobinhood Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Christine Jean CarlinLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Logan Alexander MurrayPocket ProjectBrighton Jones LLC09-23-2020
Benjamin D ZamoraCetera Advisors LLCWells Fargo Clearing Services, LLC$5009-22-2020
Stephanie A FollinLPL Financial LLCMML Investors Services, LLC09-22-2020
Gary Wayne RogersCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-21-2020
John Kolody JrThe Investment Center, Inc.Securities America, Inc.09-21-2020
Michael W ParkerAcrylic Financial, Inc.Horace Mann Investors, Inc.09-19-2020
Thomas Earl SeifertWaddell & ReedOppenheimer & Co. Inc.$10009-18-2020
David Alfred BasingerNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$2509-18-2020
Robert M HorstmanLincoln InvestmentTIAA-CREF Individual & Institutional Services, LLC09-18-2020
Grant MoultonBelpointe Asset Management LLCLPL Financial LLC09-18-2020
Ronald Edward WilsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC$2509-17-2020
Daniel Craig ParksEntrust Wealth ManagementIndependent Financial Group, LLC09-17-2020
Jocelyn R StarkMorgan StanleyCharles Schwab & Co., Inc.09-17-2020
Marshall Reed LohrenzEntrust Wealth ManagementIndependent Financial Group, LLC09-17-2020
Thomas Albert AssaloneMorgan StanleyOppenheimer & Co. Inc.$10009-16-2020
Jordan Chad BanningStewardship for Life, Inc.Wells Fargo Clearing Services, LLC09-16-2020
William Anthony MonaccioJ.P. Morgan Securities LLCLPL Financial LLC09-10-2020
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Showing 1 to 25 of 2,403 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.