Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-19-2020
Dillon D. HallCenter Street Securities, Inc.Centaurus Financial, Inc.05-07-2020
Mitchell Ryan RothAXA Advisors, LLCAmeriprise Financial Services, LLC05-06-2020
Ryan JanusNext Financial Group, Inc.Next Financial Group, Inc.04-20-2020
Marc Alan LippincottUnited Planners' Financial Services of America A Limited PartnerMinistry Partners Securities, LLC04-15-2020
Michelle V. LippincottUnited Planners' Financial Services of America A Limited PartnerMinistry Partners Securities, LLC04-15-2020
Christian Joel DiegelCetera Advisors LLCEdward Jones04-13-2020
Taylor James ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-09-2020
Robert Eugene EspyWaddell & ReedEdward Jones$5004-08-2020
Gabriel GurauUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.04-07-2020
Scott Wayne ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-07-2020
Armanni J MalatyWells Fargo Clearing Services, LLCMorgan Stanley04-07-2020
Stephanie Marie MayoralGreenberg Financial GroupCambridge Investment Research, Inc.04-02-2020
Travis Gene SalleyempiriKal Partners LLCWells Fargo Clearing Services, LLC04-02-2020
Kyle WeldonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Gina Giachetti WightFinancial Life PlannersMorgan Stanley04-01-2020
Bryce Jason SagersVanguard Marketing CorporationE*TRADE Securities LLC03-31-2020
Joe David Myers Sr.Investment Planners, Inc.Independent Financial Group, LLC$5003-31-2020
Albert Michael DanielsAmeritas Investment Company, LLCWoodbury Financial Services, Inc.03-31-2020
Melissa Beth GreenwoodUnionBanc Investment Services, LLCVanguard Marketing Corporation03-30-2020
Tatyana Dmitry TrappUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Daniel Joseph GiovinazzoHornor, Townsend & Kent, LLCVanguard Marketing Corporation03-30-2020
Stephanie Christen MezaLPL Financial LLCWestern International Securities, Inc.03-30-2020
Arthur Ray HarringtonCambridge Investment Research, Inc.Securities America, Inc.$1003-27-2020
Brenden CabanoUSAA Financial Advisors, Inc.Securian Financial Services, Inc.03-26-2020
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Showing 1 to 25 of 4,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.