Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Larry Dorame Jr.Kestra Investment Services, LLCParsonex Securities, Inc.$606-03-2019
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofa Securities, Inc.05-28-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Meredith A. DekkerSilver Oak Securities, IncorporatedSutterfield Financial Group, Inc.$10004-30-2019
Lydia Marie PadillaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-26-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$8004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$9504-25-2019
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, Inc.$2504-24-2019
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$2504-01-2019
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$1003-26-2019
Edward Lawrence JanulisLincoln Financial Advisors CorporationWaddell & Reed$1003-25-2019
Corbin David HixsonAlpha Squared Capital, LLCFirst Citadel, Inc.03-18-2019
Stephen Edward PetteeWells Fargo Clearing Services, LLCMorgan Stanley$8503-15-2019
Brian Howard JonesBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.03-12-2019
Robert William Dauk Jr.Wells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC03-11-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$5003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
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Showing 1 to 25 of 2,690 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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