Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
Daniel Christopher SchneiderCharles Schwab & Co., Inc.1st Global Capital Corp.08-23-2019
Robert Brent BeaneHeritage Wealth Management, LLC1st Global Capital Corp.07-16-2019
Scarlet Robin Raeanne FilmoreAmeriprise Financial Services, LLC1st Global Capital Corp.09-12-2018
David Lee BeneckeAmeriprise Financial Services, LLC1st Global Capital Corp.02-20-2018
John Helmer OlsonAmeriprise Financial Services, LLC1st Global Capital Corp.02-20-2018
Joseph Eli KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Erin Renee RobbinsFidelity Brokerage Services LLC1st Global Capital Corp.$1004-14-2015
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin Christopher OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Xerxes Lawingco NabongSagePoint Financial, Inc.1st Global Capital Corp.06-10-2011
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P / Alliance Global Partners11-21-2013
Shane Richard FarinaFidelity Brokerage Services LLCA.G.P / Alliance Global Partners$110-18-2013
Charles Alexander SmithAmeriprise Financial Services, LLCAcademy Advisors, LLC10-17-2014
Wayne Ivan MiillerAeon Capital IncAccelerated Capital Group02-13-2018
Ryan Michael LovettPeachCap Securities, Inc.Accelerated Capital Group01-17-2017
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013
Seth David McBeeHBW Securities LLCAdirondack Trading Group LLC05-26-2016
Najla Hisham ArekatBBVA Securities Inc.ADL Global Capital08-18-2016
Krista Ashley McConnellJ.P. Morgan Securities LLCADP Broker-Dealer, Inc.05-24-2019
Jacob GlickIGA Capital, LLCAdvanced Practice Advisors, LLC06-26-2017
Billie J. VanlithAvantax Investment Services, Inc.AdvisorNet Wealth Management09-26-2017
Brent James EmchHeritage Wealth Management, LLCAdvisors' Pride Inc.04-01-2017
James Stephen HarperTrajan Wealth, L.L.C.AE Wealth Management, LLC01-28-2019
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Showing 1 to 25 of 4,092 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.