Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
Robert Brent BeaneHeritage Wealth Management, LLC1st Global Capital Corp.07-16-2019
Scarlet Robin Raeanne FilmoreAmeriprise Financial Services, Inc.1st Global Capital Corp.09-12-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$10002-20-2018
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$50002-20-2018
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Xerxes Lawingco NabongSagePoint Financial, Inc.1st Global Capital Corp.$10006-10-2011
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Cameron David PetersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)A.G.P / Alliance Global Partners11-21-2013
Charles Alexander SmithAmeriprise Financial Services, Inc.Academy Advisors, LLC10-17-2014
Wayne Ivan MiillerAeon Capital IncAccelerated Capital Group$15002-13-2018
Ryan Michael LovettPeachCap Securities, Inc.Accelerated Capital Group01-17-2017
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013
Seth David McbeeHBW Securities LLCAdirondack Trading Group LLC05-26-2016
Najla Hisham ArekatBBVA Securities Inc.ADL Global Capital$15008-18-2016
Jacob GlickIGA Capital, LLCAdvanced Practice Advisors, LLC06-26-2017
Billie Jo Van LithAvantax Investment Services, Inc.AdvisorNet Wealth Management$25009-26-2017
Brent James EmchHeritage Wealth Management, LLCAdvisors' Pride Inc.04-01-2017
Scott Mons BroadbentCalton & Associates, Inc.Advisory Services Network04-06-2015
James Stephen HarperTrajan Wealth, L.L.C.AE Wealth Management, LLC01-28-2019
Rand Alan HarperTrajan Wealth, L.L.C.AE Wealth Management, LLC01-28-2019
Christopher John BowmanAccelerated Capital GroupAE Wealth Management, LLC02-21-2012
Stephen Lee GaustadGalvin, Gaustad & Stein, LLCAegis Financial Group, Inc.10-22-2010
Stephen Richard GalvinGalvin, Gaustad & Stein, LLCAegis Financial Group, Inc.09-29-2010
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Showing 1 to 25 of 3,720 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.