Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
Erin Renee RobbinsStrategic Advisers LLC1st Global Capital Corp.05-19-2015
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Xerxes Lawingco NabongSagePoint Financial, Inc.1st Global Capital Corp.06-10-2011
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P. / Alliance Global Partners11-21-2013
Shane Richard FarinaStrategic Advisers LLCA.G.P. / Alliance Global Partners11-06-2013
Charles Alexander SmithAmeriprise Financial Services, Inc.Academy Advisors, LLC10-17-2014
Seth David McbeeHBW Securities LLCAdirondack Trading Group LLC05-26-2016
Najla Hisham ArekatBBVA Securities Inc.ADL Global Capital08-18-2016
Jacob GlickIGA Capital, LLCAdvanced Practice Advisors, LLC06-26-2017
Brent James EmchHeritage Wealth Management, LLCAdvisors' Pride Inc.04-01-2017
Jeffrey Howard BurgCambridge Investment Research, Inc.AIG Capital Services, Inc.11-01-2017
Florence Marie SimeonSunStreet Securities, LLCAlexander Capital, L.P.$110-25-2016
Scott William StyrmoeCambridge Financial Group, LLCAllied Portfolio Management, Inc.08-19-2010
Stephen Willis CooperFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-05-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC$101-25-2018
Tommy Walker WoodFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-16-2018
Hunter Travis GiboneyAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-03-2017
Robert Soren LarsenAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$2503-03-2017
Scott Willard TaubmanAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$5003-03-2017
Paul David SmithNext Financial Group, Inc.Allstate Financial Services, LLC06-13-2016
Susan Barbour RiedelMWA Financial Services Inc.Allstate Financial Services, LLC$2501-15-2016
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Showing 1 to 25 of 2,703 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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