Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jenna Lucille Biancavilla17 Capital Partners, LLCBerthel, Fisher & Company Financial Services, Inc.03-30-2016
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC01-25-2018
Ryan P. Fischer1st Global Capital Corp.USAA Financial Advisors, Inc.11-04-2016
Tiffani Leah Davey1st Global Capital Corp.USAA Financial Advisors, Inc.03-25-2015
Donald William Whitman1st Global Capital Corp.Woodbury Financial Services, Inc.08-05-2009
Mike John MasunasA.G.P. / Alliance Global PartnersHD Vest Investment Services09-11-2014
Seth A. RosenbergAbility FirstCapital Executive Solutions01-10-2019
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
Randolf John AlbersAdvanced Financial ServicesAmerican Independent Securities Group, LLC03-21-2016
Robert Edward DiasAdvanced Financial ServicesSunset Financial Services, Inc.03-21-2012
David Chad SchillerAegis Wealth Partners, LLCVora Wealth Management, PLLC07-29-2014
Reggie U. AlilonuAlilonu Financial Services, LLCHD Vest Investment Services10-30-2018
Tod David RossAllstate Financial Services, LLCFirst American National Securities, Inc.$7611-25-2019
James Neil ArkinAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.$1004-19-2018
Nicole Anne KittelsonAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-23-2016
Christine Marie MorrowAllstate Financial Services, LLCFarmers Financial Solutions, LLC06-01-2012
Julio Alejandro GalindoAllstate Financial Services, LLCWells Fargo Clearing Services, LLC11-10-2011
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
Rhiannon Diane WardAllstate Financial Services, LLCCountry Capital Management Company09-15-2010
Craig Michael PretzingerAllstate Financial Services, LLCBancWest Investment Services, Inc.$1003-23-2009
Corbin David HixsonAlpha Squared Capital, LLCFirst Citadel, Inc.03-18-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
John L Wilson Sr.Ameriprise Financial Services, Inc.Edward Jones06-07-2019
Jules Ronald FreemanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Next Page »

Showing 1 to 25 of 1,953 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.