Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew R. SampsonCetera Advisors LLCEdward Jones11-13-2015
Christopher Scott SmithCetera Advisors LLCWells Fargo Advisors Financial Network, LLC11-11-2015
Scott Allen HitchlerCetera Advisors LLCEdward Jones$1003-19-2015
Douglas Wilford ColeCetera Advisors LLCWealth Management International, Ltd.07-31-2014
Todd Ray AndersonCetera Advisors LLCGeneos Wealth Management, Inc.$1003-21-2014
Gabriel A. RamosCetera Advisors LLCEdward Jones$1003-26-2013
Jessica Diane PaceCetera Investment Services LLCNorthern Trust Securities, Inc.04-10-2014
Norman Lee AndersonChalice Capital Partners, LLCFirst Allied Securities, Inc.$5011-02-2018
Brandon Lee KlippelCima Capital Wealth ManagementWells Fargo Clearing Services, LLC09-13-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Howard Irwin Mortenson IIICitizens Securities, Inc.SigFig Wealth Management LLC10-04-2018
Howard R. Dal MonteClarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
Richard Monnett Everhart Jr.Clarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
James Michael GrahamClarus Wealth Advisors, LLCWFG Investments, Inc.08-15-2017
Jonathan Holiday GeibClear Skies FinancialPrivate Advisor Group, LLC01-01-2017
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$2504-01-2019
Franklin Earnest CoenClient One Securities LLCEssex Securities LLC02-16-2017
Mark Radley EmbertonClient One Securities LLCBerthel, Fisher & Company Financial Services, Inc.08-08-2012
Ryan Evan LoyndCoastal Equities, Inc.MML Investors Services, LLC08-24-2017
Thomas John PietrackCoherent Financial Advisers, LLCWealth Management International, Ltd.01-05-2016
Sargon Yatroum ZiaCoherent Financial Advisers, LLCWealth Management International, Ltd.01-05-2016
William Edward Torriente Jr.Comerica SecuritiesWells Fargo Investments, LLC10-26-2009
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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