Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Alexander Gibran KouryCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists07-21-2017
Dale James CarlsonCommonwealth Financial NetworkWaddell & Reed$2505-05-2017
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Ernest Junior MiarsCommonwealth Financial NetworkB.B. Graham & Company, Inc.$2501-16-2015
Charles Gordon CarterCommonwealth Financial NetworkThe Leaders Group, Inc.07-30-2013
Roger Dennis WoodCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5005-06-2011
John J. TaussCommonwealth Financial NetworkForeside Fund Services, LLC01-04-2011
Keith Edward BlakemanCommonwealth Financial NetworkSagePoint Financial, Inc.$15001-15-2010
Kevin Michael DickCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-01-2009
Brian James TollefsonCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-01-2009
Mark Anthony Pomeroy Jr.Compass Wealth Planning, LLCTL Private Wealth01-03-2018
Nancy R. JaureguiConcorde Investment Services, LLCCambridge Investment Research, Inc.$2510-16-2018
Randall Brian StoltzConcorde Investment Services, LLCWoodbury Financial Services, Inc.$2502-28-2018
Brad Eugene CooperCooper Financial Investments, LLCHorter Investment Management, LLC08-30-2017
Thomas Edward BeitlerCooper McManusSecurities America Advisors, Inc.08-13-2012
Jacob Egges LundCountry Capital Management CompanyNational Planning Corporation12-03-2014
Teresa Lynn RobinsonCountry Capital Management CompanyPFS Investments Inc.12-09-2010
Zachary L. WilkCountry Capital Management CompanyNYLIFE Securities LLC05-10-2010
Matthew T. ShoneCountry Capital Management CompanyWoodbury Financial Services, Inc.04-08-2009
Paul Anthony CoxCox Advisors, LLCGlobal Financial Private Capital, LLC02-04-2015
Ealing JahnCreative Planning, Inc.Fidelity Brokerage Services LLC03-26-2014
Lawrence Rhodes DavisCrown Capital Securities, L.P.National Planning Corporation$1010-31-2017
Rhodolph Leslie Esmay Jr.Crown Capital Securities, L.P.WFG Investments, Inc.$5009-25-2017
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Showing 301 to 325 of 1,940 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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