Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil William RosenblattCrown Capital Securities, L.P.New England Securities01-07-2015
Carey S. McCradyCSM Financial PlanningVanguard Marketing Corporation01-01-2017
Eric Christian MartinezCUNA Brokerage Services, Inc.Edward Jones05-08-2015
Joseph Frank Shinske IIICUNA Brokerage Services, Inc.Cetera Advisor Networks LLC07-19-2013
Gregory Michael LinneburCUSO Financial Services, L.P.Securities America, Inc.$4010-01-2018
Ryan David WestCUSO Financial Services, L.P.LPL Financial LLC03-14-2016
Clay Michael KazmierskiCWM, LLCLPL Financial LLC02-04-2019
Matthew Aaron KoryCWM, LLCLPL Financial LLC02-04-2019
Daniel Edward KingDEK Financial Solutions, LLCWatermark Asset Management, Inc.08-07-2018
Scott Manning PorterDempsey Lord Smith, LLCBenjamin & Jerold Brokerage I, LLC11-14-2016
Bryce Thomas KeffelerDew Wealth ManagementSeros Financial, LLC04-09-2018
Robert Joseph BurgerDisciplined Money, LLCSensible Money, LLC02-04-2015
James Edward GentrupDiscovery Investment ResearchVal Vista Capital Management, LLC11-16-2017
James Edward RechDiscovery Investment ResearchVal Vista Capital Management, LLC11-16-2017
Theodore Edward Dwyer Jr.Dwyer Financial, LLCR.M. Stark & Co., Inc.07-03-2017
Thomas James RossDynamic Financial Solutions, LLCThunderbird Financial Group, LLC09-10-2012
Claudia Arnold-SawafDynamic Wealth AdvisorsNational Planning Corporation02-04-2014
Francis Martin GillisDynamic Wealth AdvisorsGeneos Wealth Management, Inc.03-14-2012
Kathleen Marie MurrayDynamic Wealth AdvisorsTribeca Advisors, LLC09-28-2010
Margot Suzanne DavisDynamic Wealth AdvisorsTribeca Advisors, LLC06-30-2010
Michael Jon AbbateDynamic Wealth Partners, LLCSMC Advisory Network, LLC01-05-2016
Marc T GiannoneEaton-Cambridge Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2012
Eric David MatthewsEDM Capital, LLCLourdMurray03-14-2017
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
Bret Tanner HoffmanEdward JonesTD Ameritrade, Inc.04-06-2018
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Showing 326 to 350 of 1,940 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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