Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan T ZorneAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.02-27-2020
Tod David RossAllstate Financial Services, LLCPFS Investments Inc.$7611-25-2019
James Neil ArkinAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.04-19-2018
Nicole Anne KittelsonAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-23-2016
Christine Marie MorrowAllstate Financial Services, LLCFarmers Financial Solutions, LLC06-01-2012
Lynn Ross Van HoutenAllstate Financial Services, LLCSymetra Investment Services, Inc.06-30-2011
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
Rhiannon Diane WardAllstate Financial Services, LLCCountry Capital Management Company09-15-2010
Craig Michael PretzingerAllstate Financial Services, LLCBancWest Investment Services, Inc.03-23-2009
Arthur Todd DoglioneAlpha FiduciaryWislar Wealth Management, LLC01-19-2012
Corbin David HixsonAlpha Squared Capital, LLCQuantumvest, Inc.04-22-2019
David Dewayne CuppAlpine Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
William James HoodAmerican Independent Securities Group, LLCCullum & Burks Securities, Inc.08-10-2010
Michael Edward LoftusAmerican Portfolios Financial Services, Inc.Regulus Advisors, LLC02-14-2018
Arthur HoffmanAmeriprise Financial Services, LLCWedbush Securities Inc.$12311-18-2016
Charles A SmithAmeriprise Financial Services, LLCLPL Financial LLC$16510-17-2014
John CartolanoAmeriprise Financial Services, LLCLPL Financial LLC$20008-17-2012
Lydia Marie PadillaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15504-26-2019
Sean RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10011-28-2018
David KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12310-26-2018
Brian BratspisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15109-21-2018
Ryan LurieAmeriprise Financial Services, LLCMorgan Stanley$6911-20-2017
Michael HuffmanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$21910-20-2017
James Sam VaccaroAmeriprise Financial Services, LLCLPL Financial LLC09-02-2020
Todd Elliott HarrisAmeriprise Financial Services, LLCCountry Capital Management Company05-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.