Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Lee TruaxAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2511-18-2016
Ronald Joseph HulmeAmeriprise Financial Services, Inc.Wedbush Securities Inc.11-18-2016
Richard Lynn HansenAmeriprise Financial Services, Inc.SagePoint Financial, Inc.09-16-2016
Stephen Ernest LomsdalenAmeriprise Financial Services, Inc.Brokers International Financial Services, LLC.$5008-29-2016
Erik Lee BlantonAmeriprise Financial Services, Inc.Lawson Financial Corporation08-24-2016
Kyle Gene EdsallAmeriprise Financial Services, Inc.INVEST Financial Corporation$5007-01-2016
Wayne David KandasAmeriprise Financial Services, Inc.MetLife Securities Inc.$15005-27-2016
Nicholas William DyerAmeriprise Financial Services, Inc.MetLife Securities Inc.05-27-2016
Christopher W. KandasAmeriprise Financial Services, Inc.MetLife Securities Inc.05-27-2016
Benjamin William BelangerAmeriprise Financial Services, Inc.First Allied Securities, Inc.$10003-31-2016
John Wai CheangAmeriprise Financial Services, Inc.First Allied Securities, Inc.$2510-15-2015
Garrett Pierce SmithAmeriprise Financial Services, Inc.Nova Financial Services10-14-2015
Bennie Joseph SchmidtAmeriprise Financial Services, Inc.Waddell & Reed$2507-24-2015
John Gerald O'NeillAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10002-03-2015
Karen Claudine ToddAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-29-2014
Charles A. SmithAmeriprise Financial Services, Inc.LPL Financial LLC LLC$16510-17-2014
Steven SchulteAmeriprise Financial Services, Inc.LPL Financial LLC$5010-17-2014
Charles Alexander SmithAmeriprise Financial Services, Inc.Academy Advisors, LLC10-17-2014
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Lawrence Lynwood DeasonAmeriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Edward Alan KovenAmeriprise Financial Services, Inc.Morgan Stanley04-11-2014
Gary Norman BishopAmeriprise Financial Services, Inc.Morgan Stanley$10003-20-2014
Joshua G. WinstonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-06-2014
Justin Wayne HillAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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