Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Jeff RathsAmeritas Investment Corp.Raymond James Financial Services, Inc.01-26-2018
Bryce Spencer VogelAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Gregory Don StottApproach Capital LLCIronwood Investment Counsel, LLC02-13-2018
Joseph Christopher ArsenaultArbor Wealth Management, PLLCRegal Investment Advisors LLC08-28-2013
Jake Clifford UlrichArbor Wealth Management, PLLCRegal Investment Advisors LLC08-28-2013
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Jonathan Charles IlligARP Advisors, LLCGebhardt Group, Inc04-13-2017
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Loren Casper MoserArque Capital, Ltd.Empire Securities Corporation05-14-2010
Gabriel Parris DomeniciArque Capital, Ltd.Empire Securities Corporation04-28-2010
Agnes Franette MichettiArque Capital, Ltd.Empire Securities Corporation04-24-2010
Angela Marie CaballeroAshton Thomas Private Wealth, LLCCetera Advisor Networks LLC12-03-2018
Christopher Wayne DunlevyAspen Trail Wealth Management, LLCLincoln Financial Advisors Corporation07-21-2015
Michael John KonenAutus Asset Management, LLCALLEGIANCE FINANCIAL ADVISORS10-26-2015
Erick Alan JimenezAXA Advisors, LLCFinancial Engines Advisors L.L.C.05-23-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
Kyle Joseph TruebaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Enrique Sanchez Sanchez ArvizuAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Alex David RosenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Raymond Peter Dimuzio IIAXA Advisors, LLCWells Fargo Clearing Services, LLC10-29-2012
Morgan D. KeilAXA Advisors, LLCMorgan Stanley09-20-2012
Daniel David NelsonAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Daniel Jay TwogoodAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Paul Thomas RutkowskiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2011
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC02-10-2009
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Showing 101 to 125 of 1,953 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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