Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Brian KannBeacon Pointe Wealth Advisors, LLCWindsor Capital Management, LLC02-27-2017
Eric Lee NewbyBeacon Pointe Wealth Advisors, LLCJackson National Life Distributors LLC01-21-2015
Hector Luis MoralesBedrock Investment AdvisorsLPL Financial LLC10-05-2015
Todd Robert CarmackBedrock Investment AdvisorsBFC Planning, Inc.11-04-2014
Thomas Joseph CaseyBelpointe Asset Management LLCDEAN, CASEY FINANCIAL MANAGEMENT, LLC12-21-2018
Rick Cisar, Andrew KjolsrudBenjamin F. Edwards & Co.Wells Fargo Advisors$15003-17-2017
Tyler B. HerrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5106-29-2018
Todd Allen FritzBerthel, Fisher & Company Financial Services, Inc.J.W. Cole Financial, Inc.$2510-09-2019
Todd Allen FritzBerthel, Fisher & Company Financial Services, Inc.J.W. Cole Financial, Inc.$2510-09-2019
Dennis David RasmussonBerthel, Fisher & Company Financial Services, Inc.VSR Financial Services, Inc.$2503-26-2014
Jon Robert OnealBFC Planning, Inc.Securities Management & Research, Inc.01-05-2012
Steven William RivesBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
David Matthew RobsonBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$2512-02-2015
Steven Jobes WredeBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5007-13-2015
Duncan Paul CorleyBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5007-13-2015
Bryan Edward DavidsonBMO Harris Financial Advisors, Inc.PNC Investments09-26-2014
Jennifer Ann LucovichBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.$2508-01-2012
Jonathan Patrick Mueller-SchraderBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Stephen Peter RiordanBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
George Edward CelayaBMO Harris Financial Advisors, Inc.M&I Financial Advisors, Inc.08-01-2012
Marc James SalemBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2011
Joel Allen BonnemaBonnema Wealth Management LLCHatton Consulting, Inc.05-19-2015
Anthony Eugene OlsonBonsai FinancialStrategy Financial Group02-27-2018
Kimberly Marie MortonBridge Financial Strategies, LLCDynamic Wealth Advisors09-07-2018
Julie Ann KernBridge Financial Strategies, LLCDynamic Wealth Advisors08-29-2018
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Showing 176 to 200 of 1,953 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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