Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1001-02-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-02-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Jeffrey Allen FryerWatts Gwilliam & Company, LLCCharles Schwab & Co., Inc.01-07-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-08-2009
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Steven Kenneth LewisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
James Howard Allen IIILPL Financial LLCCue Advisory Services, Inc.01-20-2009
Michael Wesley SammonsLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Michael Charles PizziSecurities America, Inc.Brecek & Young Advisors, Inc.$1001-23-2009
Nancy Cooper KelseySecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Troy Athearn TunellUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Cheryl Louise WilsonUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Scott L. ForguesKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2009
Richard Scott WaltersLPL Financial LLCGunnAllen Financial, Inc02-06-2009
Scott Tracy HarrisPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC02-10-2009
Michael Charles PryorFirst Financial Equity CorporationCitigroup Global Markets Inc.$5002-12-2009
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2502-13-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
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Showing 1 to 25 of 1,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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