Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erin A DanielsCitigroup Global Markets Inc.Edward Jones01-01-2009
David Alan ColumbLPL Financial LLCB. C. Ziegler and Company01-02-2009
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Jay Robert PenneyGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
John Charles KruegerNational Planning CorporationSagePoint Financial, Inc.01-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1,00001-02-2009
Karen Wozniak McdadeGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Timothy Daniel HillNATIONAL PLANNING CORPORATIONSagePoint Financial, Inc.01-02-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Jeffrey Allen FryerWatts Gwilliam & Company, LLCCharles Schwab & Co., Inc.01-07-2009
Paul Clifford Ruble Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$3301-08-2009
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Mucio Dumit CarlonChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-12-2009
Randy Lloyd GreenbergPark Avenue Securities LLCMML Investors Services, LLC01-12-2009
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-13-2009
Wayne Forrest Winn Jr.WFG Investments, Inc.Wells Fargo Investments, LLC01-13-2009
Brian Howard BratspisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Marcia Boone AmrineFirst Financial Equity CorporationCitigroup Global Markets Inc.01-15-2009
Steven Kenneth LewisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5001-16-2009
Glen Roland GabrielsonRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-16-2009
Alison Anne McgonagleLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Next Page »

Showing 1 to 25 of 2,698 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.