Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erin A DanielsCitigroup Global Markets Inc.Edward Jones01-01-2009
David Alan ColumbLPL Financial LLCB. C. Ziegler and Company01-02-2009
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Jay Robert PenneyGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
John Charles KruegerNational Planning CorporationSagePoint Financial, Inc.01-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1,00001-02-2009
Karen Wozniak McdadeGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Timothy Daniel HillNATIONAL PLANNING CORPORATIONSagePoint Financial, Inc.01-02-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Jeffrey Allen FryerWatts Gwilliam & Company, LLCCharles Schwab & Co., Inc.01-07-2009
Paul Clifford Ruble Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$3301-08-2009
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Mucio Dumit CarlonChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-12-2009
Randy Lloyd GreenbergPark Avenue Securities LLCMML Investors Services, LLC01-12-2009
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-13-2009
Wayne Forrest Winn Jr.WFG Investments, Inc.Wells Fargo Investments, LLC01-13-2009
Brian Howard BratspisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Marcia Boone AmrineFirst Financial Equity CorporationCitigroup Global Markets Inc.01-15-2009
Steven Kenneth LewisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5001-16-2009
Glen Roland GabrielsonRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-16-2009
Alison Anne McgonagleLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
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Showing 1 to 25 of 2,698 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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