Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Christopher PrinceVanguard Marketing CorporationWells Fargo Clearing Services, LLC07-20-2018
Aaron Cosmo MontezLincoln Financial Advisors CorporationEquitable Advisors, LLC$5005-01-2014
Aaron James BaileyCharles Schwab & Co., Inc.Edward Jones11-03-2015
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50010-07-2011
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Aaron Lawson BrooksCenter Street Securities, Inc.Newbridge Securities Corporation09-21-2015
Aaron M CoatesKeystone Wealth Partners LLCTMD & ASSOCIATES, INC.11-06-2019
Aaron M GordonKestra Investment Services, LLCSII Investments, Inc.$2407-21-2016
Aaron Matthew SchramRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Aaron StanleyLincoln Financial Advisors CorporationEquitable Advisors, LLC01-04-2016
Aaron Travis Eugene HeadleySilverhawk Asset Management, LLCLearnvest Planning Services, LLC12-20-2016
Aaron WoodPark Avenue Securities LLCNYLIFE Securities LLC05-14-2020
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-09-2013
Adam BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam Benjamin CarlatPlanMember Securities CorporationMorgan Stanley10-10-2016
Adam C HoffmanPeak Capital Research and Management, LLCWoodbury Financial Services, Inc.09-13-2016
Adam David KaplanVoya Financial Advisors, Inc.MML Investors Services, LLC$2511-27-2018
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Adam Hale BrownCharles Schwab & Co., Inc.Vanguard Marketing Corporation05-24-2018
Adam Howard MosbachSecurities America, Inc.M. S. Howells & Co.$5012-06-2019
Adam James DekkerMeredith Dekker Financial Services, LLCSutterfield Financial Group, Inc.05-13-2019
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Showing 1 to 25 of 2,403 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.