Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Daniel KuraschAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Aaron Delos HydeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Aaron Frederick BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-07-2011
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Aaron M. GordonKestra Investment Services, LLCSII Investments, Inc.$2407-21-2016
Aaron StanleyLincoln Financial Advisors CorporationAXA Advisors, LLC01-04-2016
Aaron Travis Eugene HeadleySilverhawk Asset Management, LLCLearnvest Planning Services, LLC12-20-2016
Aaron W BrewerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aaron W. QuinnEdward JonesCetera Investment Services LLC10-28-2016
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Adam Benjamin CarlatPlanMember Securities CorporationMorgan Stanley10-10-2016
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam C. HoffmanPeak Capital Research and Management, LLCWoodbury Financial Services, Inc.09-13-2016
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Adam James DekkerMeredith Dekker Financial Services, LLCSutterfield Financial Group, Inc.05-13-2019
Adam Michael YekinAmeriprise Financial Services, Inc.Edward Jones11-10-2017
Adam Paul BishopLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Adam Thomas DugawWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Aditi GuptaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Agnes Franette MichettiArque Capital, Ltd.Empire Securities Corporation04-24-2010
Agustin EliasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 1,947 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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