Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofa Securities, Inc.05-28-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Corbin David HixsonAlpha Squared Capital, LLCFirst Citadel, Inc.03-18-2019
Richard Roger OelzeRRO Capital, LLCFirst Allied Advisory Services, Inc.03-14-2019
Brian Howard JonesBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.03-12-2019
Robert William Dauk Jr.Wells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC03-11-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
Tanner Ray BortnemVora Wealth Management, PLLCLPL Financial LLC03-04-2019
Thomas Owen AnselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
David Kenneth MusserMusser Financial Planning, LLCFinancial Engines Advisors L.L.C.02-22-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Edward FadelRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Mitchell Stanley LaytonRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Timothy Joe ClemensRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Justin T HoytHayden RoyalWells Fargo Clearing Services, LLC02-14-2019
Jason Robert BrownPinnacle Peak Private Client Group, LLCRobert W. Baird & Co. Incorporated02-08-2019
David John VolpeFirst Financial Equity CorporationLPL Financial LLC01-25-2019
David Evan MorganSchwab Private Client Investment Advisory, Inc.Financial Engines Advisors L.L.C.01-16-2019
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Showing 1 to 25 of 2,699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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