Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Alan FosterLPL Financial LLCVoya Financial Advisors, Inc.01-06-2020
Rita Jean OldhamCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-20-2019
Michael John MartinThrivent Investment Management Inc.Charles Schwab & Co., Inc.12-03-2019
Bobbi J LanganVALIC Financial Advisors, Inc.Morgan Stanley12-02-2019
Paul Conrad MaciasCole Wealth Management, LLCStrategic Income Group LLC11-26-2019
Pooneh Pordell WarinnerEdward JonesCharles Schwab & Co., Inc.11-26-2019
Larissa Kristine GranthamVersant Capital Management, Inc.Stepp & Rothwell Inc11-25-2019
Jovan O. PizarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-25-2019
Tod David RossAllstate Financial Services, LLCPFS Investments Inc.11-25-2019
Mark-Christopher B. WeissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Michael Alan LloydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Timothy James GiacolettiRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.11-19-2019
Jacob Ambrose Olsen CowdenUSAA Financial Advisors, Inc.Vanguard Marketing Corporation11-15-2019
Jonathan Michael ElliottOptima Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Todd BendellOptima Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Kathleen A. NemetzStratos Wealth Partners, LtdMcClurg Capital Corporation11-14-2019
Thomas Mcdonald RushCWM, LLCPrivate Advisor Group, LLC11-13-2019
George Craig DavisCWM, LLCPrivate Advisor Group, LLC11-13-2019
Adrian Victor ElderCWM, LLCPrivate Advisor Group, LLC11-13-2019
Joseph Alan TurleyMorgan StanleyPublic Safety Financial/Galloway11-12-2019
Shawn P. MckeownCWM, LLCPrivate Advisor Group, LLC11-11-2019
Timothy AvilaCWM, LLCPrivate Advisor Group, LLC11-11-2019
Jan Phillip Oelze Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-08-2019
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Showing 1 to 25 of 3,711 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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