Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Peter SessionsChase Investment Services Corp.AXA Advisors, LLC02-24-2010
Ronald Edward WilsonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$10008-30-2010
Frank Neal YoudelmanMetLife Securities Inc.AXA Advisors, LLC09-30-2010
Robert William CouchenourVoya Financial Advisors, Inc.AXA Advisors, LLC11-02-2011
Jarret Nicholas HauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-09-2012
Sandra Ann SmithPruco Securities, LLC.AXA Advisors, LLC05-21-2012
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-12-2012
Alan Douglas CoxTaylor Capital Management Inc.AXA Advisors, LLC$10009-04-2012
Alexander KoltonWaddell & ReedAXA Advisors, LLC10-01-2012
Andrew Collins WalkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2012
Michael A. BruggemannSagePoint Financial, Inc.AXA Advisors, LLC07-01-2013
James Alfred NelsonUSAA Financial Advisors, Inc.AXA Advisors, LLC09-05-2013
John Glenn Parrish IIIMutual of Omaha Investor Services, Inc.AXA Advisors, LLC$25010-28-2013
Charles Eugene Pascu IINYLIFE Securities LLCAXA Advisors, LLC10-28-2013
Cole J. StonemanLincoln Financial Advisors CorporationAXA Advisors, LLC$10011-27-2013
Joel StaufferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-28-2014
Andre VeresOneAmerica Securities, Inc.AXA Advisors, LLC03-13-2014
Alex Charles LevinWorld Equity Group, Inc.AXA Advisors, LLC$10003-24-2014
David John KetterFinancial Engines Advisors L.L.C.AXA Advisors, LLC04-30-2014
Ryan Scott KiddLincoln Financial Advisors CorporationAXA Advisors, LLC$25005-01-2014
Aaron Cosmo MontezLincoln Financial Advisors CorporationAXA Advisors, LLC$50005-01-2014
Ryan Christopher RayburnLincoln Financial Advisors CorporationAXA Advisors, LLC$25005-08-2014
Benjamin Ray SanterreUSAA Financial Advisors, Inc.AXA Advisors, LLC$14005-09-2014
Philip Antoine KendisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-28-2014
Andrew D. TuellLincoln Financial Advisors CorporationAXA Advisors, LLC$10011-11-2014
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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