Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mucio Dumit CarlonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.11-05-2019
Timothy Jay WoodsLPL Financial LLCAmeriprise Financial Services, Inc.11-04-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25008-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Daniel KalotaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10006-07-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$25005-31-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$80004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$95004-25-2019
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$25004-01-2019
Daniel Stewart BrysonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$25002-19-2019
Brent Lee WulbrechtSchwab Private Client Investment Advisory, Inc.Ameriprise Financial Services, Inc.01-16-2019
Sean RileyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10011-28-2018
David KutzWells Fargo AdvisorsAmeriprise Financial Services, Inc.$12310-26-2018
Brian BratspisWells Fargo AdvisorsAmeriprise Financial Services, Inc.$15109-21-2018
John Norbert FlickingerBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.09-05-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Steven A SchulmanMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$10005-03-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$49001-16-2018
Stephen Richard SearleEvergreen Investment Management, LLCAmeriprise Financial Services, Inc.12-13-2017
Ryan LurieMorgan StanleyAmeriprise Financial Services, Inc.$6911-20-2017
Michael HuffmanWells Fargo AdvisorsAmeriprise Financial Services, Inc.$21910-20-2017
Matthew James DunphyFinancial Engines Advisors L.L.C.Ameriprise Financial Services, Inc.09-20-2017
Janet Joann BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-23-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.