Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Paul C BarnettAmeriprise Financial Services, Inc.Chase Investment Services Corp.09-04-2012
Christina Ann LipariWells Fargo Clearing Services, LLCChase Investment Services Corp.08-01-2012
David Matthew RobsonWells Fargo Clearing Services, LLCChase Investment Services Corp.07-02-2012
Steven Alan FosterVoya Financial Advisors, Inc.Chase Investment Services Corp.05-30-2012
Robert Charles High IIFirst Financial Equity CorporationChase Investment Services Corp.04-10-2012
Edgar A AcostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-26-2012
Travis R BloomWells Fargo Clearing Services, LLCChase Investment Services Corp.01-06-2012
Mucio Dumit CarlonAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2012
Hilary Suzanne Jones RojoWells Fargo Clearing Services, LLCChase Investment Services Corp.12-12-2011
Renee Jean HruskaWells Fargo Clearing Services, LLCChase Investment Services Corp.$5011-07-2011
Darren Michael MonroeCetera Financial Specialists LLCChase Investment Services Corp.11-01-2011
Tyrone MeredithBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-28-2011
Christopher R EvansonWells Fargo Clearing Services, LLCChase Investment Services Corp.10-03-2011
Steven Joseph RadonichWells Fargo Clearing Services, LLCChase Investment Services Corp.09-01-2011
David Christopher ShowellWells Fargo Clearing Services, LLCChase Investment Services Corp.07-29-2011
Carlos J. CoronadoBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-13-2011
James M ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Humberto Yee Yee-Flores Jr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-01-2011
Marie H. ShepardBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.05-18-2011
Gary Winston MuderLPL Financial LLCChase Investment Services Corp.03-31-2011
Jeff Thomas BruunWells Fargo Clearing Services, LLCChase Investment Services Corp.$2503-01-2011
Ina Claire FryerBancWest Investment Services, Inc.Chase Investment Services Corp.02-18-2011
Steven Mikel PaquinWells Fargo Clearing Services, LLCChase Investment Services Corp.01-14-2011
Francisco Javier ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-01-2010
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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