Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Dustin M. KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Stephanie Marie MayoralCambridge Investment Research, Inc.Chase Investment Services Corp.01-03-2010
Alan Dean NickersonThrivent Investment Management Inc.Chase Investment Services Corp.11-02-2010
Jeff Thomas BruunWells Fargo Clearing Services, LLCChase Investment Services Corp.$2503-01-2011
James M. ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Renee Jean HruskaWells Fargo Clearing Services, LLCChase Investment Services Corp.11-07-2011
Mucio Dumit CarlonAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2012
Steven Alan FosterVoya Financial Advisors, Inc.Chase Investment Services Corp.05-30-2012
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Jason M. BuchananJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Darren James BernardJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Marc BurkeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Leslie Lyn LittleJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Aaron Delos HydeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Kristina BeresJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Peter Nicholas BrodtJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Sergio J. Canevett Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Nikos GutrugianiosJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Donna Mary CrawfordJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Nicholas Ryan BairJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Joseph Charles AgrestiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Steven John ChandlerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Roland Kevin CookJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeffrey Thomas BoettnerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Next Page »

Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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