Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Adrienne LeeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$25002-27-2009
Dustin M. KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Brian Louis BollWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.05-21-2009
Matthew Ryan NashCountry Capital Management CompanyChase Investment Services Corp.05-28-2009
Terrence D. KimbellU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-07-2009
Stephanie Marie MayoralCambridge Investment Research, Inc.Chase Investment Services Corp.01-03-2010
Dean William RobinsCountry Capital Management CompanyChase Investment Services Corp.$10002-01-2010
Stephen Bernard GlowackaBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.04-29-2010
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-28-2010
Harley Eric CranswickAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10010-19-2010
Alan Dean NickersonThrivent Investment Management Inc.Chase Investment Services Corp.11-02-2010
Kelly Gene RichardsCapital Investment Group, Inc.Chase Investment Services Corp.$50011-29-2010
John FairfieldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$10012-01-2010
Francisco Javier ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50012-01-2010
Steven Mikel PaquinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$25001-14-2011
Ina Claire FryerBancWest Investment Services, Inc.Chase Investment Services Corp.02-18-2011
Jeff Thomas BruunWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$25003-01-2011
Gary Winston MuderLPL Financial LLCChase Investment Services Corp.03-31-2011
Marie H. ShepardBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.05-18-2011
Humberto Yee Yee-Flores Jr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-01-2011
James M. ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Carlos J. CoronadoBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-13-2011
David Christopher ShowellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$25007-29-2011
Steven Joseph RadonichWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$50009-01-2011
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.