Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-08-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
Troy Athearn TunellUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Michael Charles PryorFirst Financial Equity CorporationCitigroup Global Markets Inc.$5002-12-2009
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2502-13-2009
Andrew Charles Jensen Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Thomas Francis FarberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-09-2009
John Berton TeetselOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-09-2009
Nathan C KrankWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-09-2009
David Duane JacobsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-23-2009
David Ambrose PozniakUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-01-2009
Paul Marsillo Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan David KlibanoffMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James ClarkMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James Edward MeyerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Carole Aiken HallMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John David BurgraffMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kurt Evan MeyerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Wayne Francis GriffithMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mark Paul CallahanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Philip Lewis MortonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael W. ButtMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Eric Brian BoosMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Louis John Gatchell IIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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